MiFID II: Are you Ready to Record?

Ian Hook

To help financial organisations gain a greater understanding of MiFID II communications retention and oversight requirements, Smarsh partnered with Womble Bond Dickinson in the fall of 2017 for a panel on the new requirements, with practical strategies for compliance implementation.

With over 20 years’ experience specialising in financial services regulation, Emma Radmore of Womble Bond Dickinson led the discussion. This short, informative video addresses important questions such as:

  • What does the MiFID II say, and what does it mean in practice for UK firms?
  • What are some of the most important details that have gone overlooked?
  • How do the new regulations impact personal communication devices?

For more information about MiFID II requirements and how Smarsh can help your organisation manage its MiFID II communications recordkeeping and oversight obligations, visit www.Smarsh.eu/resources.

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