Global RegTech Summit
22 May – London
For more information: http://fintech.global/globalregtechsummit
Panel: MiFID II & Electronic Communication Records
Marianna Shafir - Smarsh
AND REGULATORY ADVISOR
FTF: Navigating the Maze of MiFID II
18 September 2017, Andaz Wall Street, New York, NY
Attend Panel: MiFID II and Electronic Communication Records with Marianna Shafir - Smarsh Corporate Counselor & Regulatory Advisor
18 September 2017 1:30 PM - 2:15 PM
Aside from the data-heavy and transaction reporting requirements of MiFID II, there are related requirements for the recording of electronic communication that facilitates transactions. The requirements cover voice communication via trading turrets, text, instant messaging, email, mobile, and social media interactions. The European reforms require firms to keep the recordings for five years, and provide swift access to multimedia data. This panel will focus on: How to ascertain the scope of the management problem for this requirement; The challenges of accessing key data via multimedia recordings The innovations that exist to ease the storage demands for recording electronic communication; How to reconcile U.S. and E.U. regulatory requirements for record keeping.
Session: Addressing the New Investor Protection Requirements for Record Keeping, Call Recording, Trade Reconstruction and Retention and Monitoring.
Ian Hook - Smarsh
VP & GM European
Fifth Annual MiFID II Update
27-28 September – Grange Tower Bridge Hotel, London
Addressing the New Investor Protection Requirements for Record Keeping, Call Recording, Trade Reconstruction and Retention and Monitoring.
28 September, 2017 13:25pm – 14:00
Ian Hook – Smarsh VP & GM European Business Operations
For more information and to register visit: https://finance.knect365.com/mifid-ii-implementation/agenda/2